Full text of KITTLE CAPITAL MARKETS, LLC's X-17A-5 filed 2023-03-08 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND INDEPENDENT Auditor's REPORT December 31, 2022 {1}------------------------------------------------ ### **CONTENTS** | | Page | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | FINANCIAL STATEMENTS | | | Facing Page | | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3-4 | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9-10 | | SUPPLEMENTARY INFORMATION AND REPORTS | | | Computation of Net Capital Pursuant to Uniform Net Capital Rule 15c3-1 of<br>the Securities and Exchange Commission | 11 | | Computation for Determination of the Reserve Requirements and Information<br>Relating to Possession or Control Requirements for Brokers and<br>Dealers Pursuant to Rule 15c3-3 | 12 | | Exemption Report Pursuant to SEA Rule 17a-5(d)(4) | 13 | | Report of Independent Registered Public Accounting Firm on the Exemption Report | 14 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 68967 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING Q 1/01 /2022 MM/DD/YY AND ENDING 12/31 /2022 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Kittle Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): El Broker-dealer D Security-based swap dealer 0 Major security-based swap participant CJ Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 310 E 96th Street, Suite 400 | | |--|------------------------------|--| | | | | | | | (No. and Street) | | | | |---------------------------------------------------------------------------------------------------------|--|--------------------------------|--------------------------------------------|------------------------------|--| | Indianapolis | | Indiana | | 46240 | | | (City) | | (State) | | (…Read the full text as markdown