Full text of KITTLE CAPITAL MARKETS, LLC's X-17A-5 filed 2022-03-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND INDEPENDENT AUDITORS' REPORT December 31, 2021 {1}------------------------------------------------ ### CONTENTS | | Page | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | FINANCIAL STATEMENTS | | | Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3-4 | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9-10 | | SUPPLEMENTARY INFORMATION AND REPORTS | | | Computation of Net Capital Pursuant to Uniform Net Capital Rule 15c3-1 of<br>the Securities and Exchange Commission | 11 | | Computation for Determination of the Reserve Requirements and Information<br>Relating to Possession or Control Requirements for Brokers and<br>Dealers Pursuant to Rule 15c3-3 | 12 | | Exemption Report Pursuant to SEA Rule 17a-5(d)(4) | 13 | | Report of Independent Registered Public Accounting Firm on the Exemption Report | 14 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | NNUAL REPORTS | |---------------| | FORM X-17A-5 | | PART III | OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 68967 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 A MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Kittle Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): Check here if respondent is also an OTC derivatives dealer @ Broker-dealer | | D Security-based swap dealer | | Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 310 E 96th Street, Suite 400 | | | (No. and Street) | | | | | |-----------------------------------------------------------------------------|--------------------------------|------------------|-----------------|------------------------------|--|--| | Indianapolis | | Indiana | 46240 | | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING…Read the full text as markdown