Full text of SURYA CAPITALE SECURITIES LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STA TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMER 8- 68968 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01 /01 /21 AND ENDING 12/31 /21 MM/DD/YY ~---------------------~ MM/DD/YY #### A. REGISTRANT IDENTIFICATION # NAME o F FIRM: Surya Capita le Securities LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSfNESS: (Do not use a P.O. box no.) # 55 Wall Street, Suite 5308 | | (No. and Street) | | |----------------|----------------------------------------------------------------------------|------------------------------| | New York | NY | 10005 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Linda S. Grimm | (212) 897-1685 | Lgrimm@integrated .solutions | | (Name) | (Arca Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports arc contained in this filing* | | | | AJSH & Co. LLP | | | | (Name - if individual, state last, first, and middle name) | | # A-94/8, Wazirpur Industrial Area Main Ring Road, New Delhi I NOIA '110052 | (Address) | (City) | (State) | (Zip Code) | |-----------|--------|---------|------------| | 2/10/2009 | | 3223 | | (Dale of Registration with PCAOB)(if applica blc) (PCAOB Registration Number, ifapplicable) #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement Iha! the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Sec 17 CFR 240. l 7a-5(e)( I )(ii), if applicable. Persons who arc to respond to the collection of information contained in this form arc not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### AFFIRMATION I, Anand Patel , swear (or affirm) that, to the best of my knowledge and belief, the financial repo…Read the full text as markdown