Full text of SURYA CAPITALE SECURITIES LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION W ashington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill hours per response: 12 SEC FILE NUMER 8- 68968 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden **FACING PAGE** Information **Required** Pursuant t o **Rules 17a-S, 17a-12,** and **18a-7** under **the Securities Exchange Act of** 1934 | FILING FOR THE PERIOD BEGINNING | | _0_1_/0_1_/_23 | __<br>AND ENDING | 12/31<br>/23<br>MM/00/YY | | |---------------------------------------------------------------------------------|--------|----------------------------------------------|------------------|-----------------------------------------|--| | | | MM/00/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | | Surya Capitale Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 55 Wall Street, Suite 5308 | | | | | | | | | (No. and Street) | | | | | New York | | NY | | 10005 | | | | (City) | | lState) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Linda S. Grimm | | (212) 897-1685 | | Lgrimm@integrated .solutions | | (Name) (Area Code -Telephone Number) (Email Address) **8 . ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his filing\* # Mercurius & Associates LLP (Formerly AJSH & Co. LLP) (Name - if individual, state last, first, and middle name) | A-94/8, Wazirpur Industrial Area Main Ring Road, New Delhi | | INDIA | 110052 | |------------------------------------------------------------|--------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 2/10/2009 | | 3223 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond t o the collection of information contained in this fo…Read the full text as markdown