Full text of SURYA CAPITALE SECURITIES LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMER 8- 68968 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01 /22** AND ENDING **12/31 /22** *MMIDDNY* *MM/DDNY* **A. REGISTRA~T IDENTIFICATION** # NAME oF FIRM: Surya Capitale Securities LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 55 Wall Street, Suite 5308 (No. and Street) New York **NY** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10005 (Zip Code) Linda S. Grimm (212) 897-1685 Lgrimm@integrated .solutions (Name) (Arca Code - Telephone Number) (Email Address) **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose reports arc contained in this filing\* Mercurius & Associates LLP (Formerly AJSH & Co. LLP) (Name - if individual, state last, first, and middle name) A-94/8, Wazirpur Industrial Area Main Ring Road, New Delhi INDIA (Address) (City) (State) 110052 (Zip Code) 2/10/2009 3223 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Sec 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form arc not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### AFFIRMATION I, Anand Patel , swear ( or affirm) that, to the best of my knowledge and belief, the financial report pertaining to Surya Capitale Securities LLC as of 12/31/22 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, bas any proprietary…Read the full text as markdown