Full text of THIRD SEVEN CAPITAL LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # THIRD SEVEN CAPITAL, LLC (A Limited Liability Company) # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | 12<br>hours per response: | | SEC FILE NUMBER 8-69032 FACING PAGE nder the Securities Exchange Act of 1934 17- 49 ---- 10. | III CLINE II ICAN II GREAT FO UNIO PLA PLA PLA PER POLO MI MIN POR 1 MINO DE 1<br>FILING FOR THE PERIOD BEGINNING | | 01/01/2022 | AND ENDING | 12812022 | | | | |---------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|------------------------------------------------------------|------------|----------|--------------------------------------------|--|--| | | | MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | Third Seven Capital LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer Major security-based swap participant | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1345 Avenue of the Americas, 33rd floor | | | | | | | | | | | (No. and Street) | | | | | | | New York | | NY | | 10105 | | | | | (City) | | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Daniel Sakol | | 516-393-5618 | | | daniel.sakol@janoverllc.com | | | | (Name) | | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Raines and Fischer LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 555 Fifth Avenue, 9th floor New York | | | | NY | 10017 | | | | (Address)<br>11-5-2009 | | (City) | 3760 | (State) | (Zip Code) | | | | (Date of Registration with PCAOB) (if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annu…Read the full text as markdown