THIRD SEVEN CAPITAL LLC X-17A-5/A (2025-02-27) — Broker-dealer annual report

Full text of THIRD SEVEN CAPITAL LLC's X-17A-5/A filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # THIRD SEVEN CAPITAL, LLC (A Limited Liability Company) # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2024 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Nov. 30, 2026 # ANNUAL REPORTS FORM X-17A-5 PART IIl | Estimated average burden | |--------------------------| | hours per response: 12 | | | | SEC FILE NUMBER | | 8-69032 | OMB APPROVAL #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2024 | AND ENDING | 12/31/2024 | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | Third Seven Capital LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 67 Holly Hill Lane, Suite 300С | | | | | | | | (No. and Street) | | | | | | Greenwich | СТ | | 06830 | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Daniel Sakol | 516 393 5618 | | | Daniel.Sakol@jrsfinancialservices.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 185 Crossways Park Drive | Woodbury | | NY | 11797 | | | (Address) | (City) | | (State) | (Zip Code) | | | 12-14-2004 | | 2107 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basi…

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