Full text of THIRD SEVEN CAPITAL LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # THIRD SEVEN CAPITAL, LLC (A Limited Liability Company) STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL OM B Number: 3235--0123 Expires: **Nov.** 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69032 # **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2023 | AND ENDING 12/31/2023 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|---------|-----------------------------------------|-----------------------------------------| | | | MM/DD/YY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _T_h_ir_d_S_e_v_e_n_C_a_p_it_a_l _L_L_C | | | | | ___________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1345 Avenue of the Americas, 33rd floor | | | | | | | | | {No. and Street) | | | | | New York | NY | | | 10105 | | | {City) | | | (State} | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Daniel Sakal | 516 393 5618 | | | Daniel.Sakol@jrsfinancialservices.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 185 Crossways Park Drive | | Woodbury | | NY | 11797 | | (Address) | | {City) | | (State) | (Zip Code) | | 12-14-2004 | | | | 2107 | | | | | | | | (PCAflB -u,tioo N ,mbec, If appkable) I | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement thatthe annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown