Full text of MCG SECURITIES LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND FXCHANGECOMMlSSION Washin['.t•m, D.C. 20549** | __<br>,__<br>OMB.APPROVAL | | | |---------------------------|-----------------|--| | 0MB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | hours err~~ onse 12.00 | | | #### **ANNUAL AUDITED REPORT FORM X-17A-5 PAJ~T Ill** -------~ Sl:C FILE NUMBER 8-69068 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>AND ENDING 12/31/2019 | | ----------- | |--------------------------------------------------------------------------|---------------------------------------------------------------------|---------|-------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: MCG Securities, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 37 West Avenue, Suite 301 | | | | | | (No. and Street) | | | | Wayne | PA | | 19087 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Carol Ann Kinzer | | | 678-525-0992<br>(Arca Code .: Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Rep01i* | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, 'LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 9645 Lincolnway Lane | Frankfort | IL | 60423 | | (Address) | (City) | (Slate) | (Zip Code) | | CHECK ONE: | | | | | I I<br>jcertified Public Accountant | | | | | Public Accountant | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims/or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (06-02) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Brian…Read the full text as markdown