Full text of MCG SECURITIES LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69068 **PART** Ill **FACING PAGE** Information **Required Pursuant to Rules 17a-5, 17a-12,** and **18a-7 under** the **Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 25 __<br>___ 01_<br>1<br>2<br>0_<br>0_<br>11_<br>_<br>_ | AND ENDING | __<br>___ 1<br>2<br>2<br>1<br>_0<br>5<br>12<br>13_<br>_<br>_<br>_<br>_<br>_ | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------------------------------|-----------------------------------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: MCG Securities LLC | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 37 West Ave. | | | | | | (No. and Street) | | | | Wayne | PA | | 19087 | | {City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Larry Zelin | 61 0-33 7-6500 | | lzelin@merioncapitalgroup.com | | (Name) | {Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fil ing* | | | | | Romeo & Chiaverelli CPAS | | | | | (Name - if individual, state last, first, and middle name) | | | | | One Bala Ave.Ste. 234 | Bala Cynwyd | PA | 19004 | | (Address) | (City) | (State) | (Zip Code) | | 09/01/2009 | | 3721 | | | Tte of Reg;;tc,tion wrth PCAOB Jiff applkable} | | | (PCAOB Reg;m, fon Numbe,, a appl;cable}I | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are no…Read the full text as markdown