Full text of MCG SECURITIES LLC's X-17A-5 filed 2025-04-17 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | | | 8-69068 **FACING PAGE Information Required Pursuant** to **Rules 17a-5, 17a-12, and 18a-7** under the **Securities Exchange Act of 1934** 01/01/2024 12/31/2024 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** MCG Securities LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 37 West Ave. (No. and Street) Wayne PA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 19087 (Zip Code) Larry Zelin 610-337-6500 lzelin@merioncapitalgroup.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Romeo & Chiaverelli CPAs (Name - if individual, state last, first, and middle name) One Bala Avenue Ste 234 Bala Cynwyd PA (Address) (City) (State) 09/01/2009 3721 19004 (Zip Code) T" **of Rog"""atio, w;th PCAOB)(O applkablel FOR OFFICIAL USE ONLY** (PCAOB **Reg ... ,fo,** N,mb", ;fapplkable)I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** 1, Larry Zelin swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of MCG Securities LLC as of 12/31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest…Read the full text as markdown