Full text of TCFG WEALTH MANAGEMENT, LLC's X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # TCFG Wealth Management, LLC REPORT PURSUANT TO RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS | | | QMR APPRnVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12<br>SEC flLE NUMHER | | |----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------|-----|-------------------------|---------------------------------------------------------------------------------------------------------------------------------------------|--| | | FORM X-17A-S | | 8-69089 | | | | | PART Ill | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under th• Securities Exchange Act of 1934<br>0_1_0_1_/'1':, __ | | | AND END NG __ 1 2__2_1_2.fJ __ _ | | | FILING FOR THE PERIOD BEGINNING __ | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: TCFG Wealth Management LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!I Broker--dealer<br>□ Check here if respondent is also ao OTC derivatives dealer | D Security-based swap dealer | | | D Major secu1Jty-based swap participant | | | | ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 28202 Cabot road, Suite 300 | | | | | | | | (No. and Street) | | | | | | Laguna Niguel | CA | | | 92677 | | | (City) | (Statel | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO TI-11S FILING | | | | | | | Rick Roberts | (949) 365-5830 | | rroberts@tcfgwealth.com | | | | (Name) | (Area Code-Telephone Numberl<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Sanville & Company LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this iling• | | | | | | | (Name -if individual, state lut, first, and middle nam ) | | | | | | 325 N St. Paul Street, Ste 3100 | Dallas | | TX | 75201 | | | (Address)<br>September 18, 2003 | (City) | 16B | (Statel | (Zip Codel | | | (Date of ReRistration with PCAOBl(if aoolicable) | FOR OFFICIAL USE ONLY | | | {PCACJ 8 Re«istration Number if aoolicablel | | | | • Claims for exemption from the r…Read the full text as markdown