Full text of TCFG WEALTH MANAGEMENT, LLC's X-17A-5 filed 2026-04-02 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **TCFG Wealth Management, LLC** Financial Statements and Supplemental Schedule (with Report of Independent Registered Public Accounting Firm Thereon) December 31, 2024 {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | | | 0MB Number: 3235-0123 | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-------------------------------|-----------------------------------------|-----------------------|------------------------------------------------------------| | | | Washington, D.C. 20549 | | | Exp�es:Nov.30,2026<br>Estimated average burden | | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | FORM X-17A-S | | | 8-69089 | | | | PARTUI | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-U, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING __ | 01__/ | 01 _f_24 ___<br>MM/DD/VY | ANO ENOING __ | | 12_/<br>3_1_/_2_4 __<br>MM/DO/VY | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _T | | | | | C__F_G_W_e_a_lt_h_M_an ___ a_g_e_m_en_t,__L_LC ________ �_ | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | □ Security-based swap dealer | | □ Major security-based swap participant | | | | @ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2 8202 Cabo | t Road, Suite 300 | | | | | | | | (No. and Street) | | | | | Laguna Niguel | | CA | | | 92677 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Rick Ro<br>b<br>rts | | (949) 365-5830 | | | rroberts@tcfgwealth.com | | e<br>(Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Brian W. Anson, CPA | | | | | | | | (Name --If Individual, state last, first, and middl.e name) | | | | | | 18455 Burbank Blvd. #404 | | Tarzana | | CA | 91356 | | (Address) | | (City) | | (State) | (ZlpCOde) | | 09/15/2005 | | | | 2370 | |…Read the full text as markdown