Full text of TCFG WEALTH MANAGEMENT, LLC's X-17A-5/A filed 2026-05-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **TCFG Wealth Management, LLC** REPORT PURSUANT TO RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL **0M2** Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69089 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING **\_\_ O\_1\_/O\_1\_/\_2\_5 \_\_ AND** ENDING **\_\_ 1\_2\_/3\_1 /\_2\_5 \_\_ \_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: TCFG Wealth Management LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC llerivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 28202 Cabot Road, Suite 300 (No. and Street) Laguna Niguel CA 92677 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Rick Roberts (949) 365-5830 rroberts@tcfgwealth.com (Name) (Area Code - Telephone Number) (Email Adtlress) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company LLC (Name - if individual, state last, first, and mieldle name) 325 N St. Paul Street, Ste 3100 Dallas **TX** 75201 (Address) (City) (State) (Zip Code) September 18, 2003 169 **rte of Reg;,trntion with PCAOfl l{ff appl;rable] FOR OFFICIAL USE ONLY (l'CAOB Reg;stcation Numbec, ff aprn<abW]** I <sup>~</sup>Claims for exemption from **the reaiuirement** that the annual reports be covered by the reports of an independent **public** accountant must be supported by a statement of facts and circumstances relied on as the **!Dasis** of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond** *to* **the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Rick Roberts | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------------|--------------------------…Read the full text as markdown