Full text of LAKE STREET CAPITAL MARKETS, LLC's X-17A-5 filed 2024-03-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burde<sup>n</sup> hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART Ill | SE<br>C<br>FIL<br>E<br>NU<br>M<br>BE<br>R | | |-------------------------------------------|--| | -6<br>9<br>1<br>0<br>1<br>a | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/23** AND ENDIN<sup>G</sup>**12/31 /23** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Lake Street Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-deale<sup>r</sup>[l Security-based <sup>s</sup>wap deale<sup>r</sup> D Check here if respondent is also an OTC derivatives deale<sup>r</sup> D Major security-based swap participan<sup>t</sup> ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 920 2nd Ave South - Suite 700 | (N<br>S<br>t)<br>nd<br>tr<br>o.<br>a<br>ee | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------|-----------------------------------------------------------------------------|---------------------------------------------------------|---------------------------------------------------|--| | M<br>i<br>l<br>i<br>n<br>n<br>e<br>a<br>p<br>o<br>s | M<br>N | | | 5<br>5<br>4<br>0<br>2 | | | (C<br>ity<br>) | | (St<br>at<br>e) | | (Z<br>C<br>e)<br>ip<br>od | | | PE<br>RS<br>O<br>N<br>TO<br>C<br>O<br>N<br>TA<br>CT<br>W<br>IT<br>H<br>RE<br>G<br>A<br>RD<br>T<br>O<br>T<br>H<br>IS<br>F<br>IL<br>IN<br>G | | | | | | | P<br>l<br>M<br>N<br>a<br>u<br>c<br>a<br>m<br>e<br>e | 6<br>1<br>2 | -3<br>2<br>6<br>1<br>3<br>1<br>2<br>- | ul<br>pa<br>.m<br>cn<br>am<br>ee | @<br>la<br>ke<br>st<br>et<br>re<br>cm<br>.co<br>m | | | (N<br>e)<br>am | (A<br>Co<br>re<br>a | r)<br>de<br>T<br>el<br>ho<br>N<br>be<br>ep<br>ne<br>um<br>-- | (E<br>ai<br>l A<br>dd<br>m<br>re<br>ss | ) | | | | B.<br>A<br>CC<br>O | U<br>N<br>TA<br>N<br>T<br>ID<br>EN<br>T<br>IF<br>IC<br>A<br>TI<br>O | N | | | | C<br>CC<br>O<br>fil<br>g*<br>IN<br>D<br>EP<br>EN<br>D<br>EN<br>T<br>PU<br>B<br…Read the full text as markdown