LAKE STREET CAPITAL MARKETS, LLC X-17A-5 (2025-03-19) — Broker-dealer annual report

Full text of LAKE STREET CAPITAL MARKETS, LLC's X-17A-5 filed 2025-03-19 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burde<sup>n</sup> hours per response: <sup>12</sup> ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SE<br>C<br>FIL<br>E<br>NU<br>M<br>BE<br>R | | |-------------------------------------------|--| | -6<br>9<br>1<br>0<br>1<br>a | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, <sup>a</sup>nd lBa-7 under the Securities Exchange Act of 1934** | G<br>O<br>O<br>G<br>G<br>FIL<br>IN<br>F<br>R<br>TH<br>E<br>PE<br>RI<br>D<br>BE<br>IN<br>N<br>IN | 0<br>1<br>/<br>0<br>1<br>/<br>2<br>4 | A<br>N<br>D<br>E<br>N<br>D<br>IN<br>G | 1<br>2<br>/<br>3<br>1<br>/<br>2<br>4 | |-------------------------------------------------------------------------------------------------|--------------------------------------|---------------------------------------|--------------------------------------| | | | | | MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** <sup>N</sup>AME OF FIRM: Lake Street Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [l Security-based swap dealer 0 Check here if respondent is also an OTC derivatives deale<sup>r</sup> □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 121 South 8th Street - Suite 1000 | | | (N<br>nd<br>S<br>)<br>tre<br>et<br>o.<br>a | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------------------------------------------------------------------------|----------------------------------------------------------|---------------------------------------------------|--| | M<br>i<br>l<br>i<br>n<br>n<br>e<br>a<br>p<br>o<br>s | | M<br>N<br>5<br>5 | | 4<br>0<br>2 | | | (C<br>ity<br>) | | (St<br>at<br>e) | | Co<br>)<br>(Z<br>ip<br>de | | | PE<br>RS<br>O<br>N<br>TO<br>C<br>O<br>N<br>TA<br>CT<br>W<br>IT<br>H<br>RE<br>G | A<br>RD<br>T<br>O<br>T<br>H<br>IS | F<br>IL<br>IN<br>G | | | | | P<br>l<br>M<br>N<br>a<br>u<br>c<br>a<br>m<br>e<br>e | 6<br>1<br>2 | -3<br>2<br>6<br>1<br>3<br>1<br>2<br>- | ul.<br>pa<br>m<br>cn<br>am<br>ee | @<br>la<br>ke<br>st<br>et<br>re<br>cm<br>.co<br>m | | | (N<br>e)<br>am | (A<br>Co<br>re<br>a | r)<br>de<br>T<br>ele<br>ph<br>Nu<br>be<br>on<br>e<br>m<br>-- | (E<b…

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