Full text of LAKE STREET CAPITAL MARKETS, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill OMB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER a-69101 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 0 1/01 /25 MM/DD/YY AND ENDING 1 **2/31 /25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Lake Street Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [l Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer [ Major security-based swap participant **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 121 South 8th Street - Suite 1000 (No. and Street) Minneapolis (City) MN (State) 55402 (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Paul McNamee (Name) 612-326-1312 (Area Code Telephone Number) **B. ACCOUNTANT IDENTIFICATION** paul.mcnamee@lakestreetcm.com (Email Address) **INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** Nawrocki Smith LLP (Name -if individual, state last, first, and middle name) 100 Motor Parkway - Suite 580 Hauppauge NY 11788 (Address) 03/04/2009 **r•• of Registration with PCAOB)(if applicable)** (City) FOR OFFICIAL USE ONLY (State) 3370 (Zip Code) {PCAOB Reg;,t,atioo N"mbe,, ;r appl;cableJI • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1(i), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION l,[cola" swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Lake Street Capital Markets, LLC as of \_ldlil ?"?\_,is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Title: Chief Financial Officer **This filing…Read the full text as markdown