Full text of HGI (USA) INVESTMENTS LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # HGI **(USA)** INVESTMENTS LLC Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | | 8 - 69176 | | |-------------|--------------------------|--------------------------| | | | SEC FILE NUMBER | | | | lours per response 12.00 | | | Estimated average burden | | | | Expires: August 31, 2020 | | | OMB Number: | | 3235-0123 | | | OMB APPROVAL | | B ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE I nformation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | | | | |--------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------|--|--|--| | | MM/DD/YYYY | | MM/DD/YYYYY | | | | | REGISTRANT IDENTIFICATION<br>A. | | | | | | | | NAME OF BROKER-DEALER | | | | | | | | HGI (USA) INVESTMENT LLC | | | OFFICIAL USE ONLY | | | | | | | | FIRM ID. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | 1185 AVENUE OF AMERICAS, SUITE 206<br>(No, and Street) | | | | | | | NEW YORK | N.Y. | | 10036 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | REGIS DALE | | | 212-520-6680 | | | | | | | | (Area Code - Telephone No.) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | 9645 Lincolnway Lane, Suite 214A | Frankfort | IL | 60423 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | 7 Certified Public Accountant<br>Public Accountant | | | | | | | | A coountant not resident in United States or any of its possessions | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption…Read the full text as markdown