Full text of HGI (USA) INVESTMENTS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # HGI {USA) INVESTMENTS LLC Statement of Financial Condition December 31, 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |---------------------------|-----------| | OMB Number: | 3235-0123 | | Expires: October 31 ,2023 | | | Estimated average burden | | | hours per response 12.00 | | # ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill | SEC FILE NUMBER | |-----------------| | 8-<br>69176 | #### FACING PAGE I nfamation Required d Brokers and Dealers Pursuant to Section 17 d the Securities Exchange Act d 1934 and Rule 17a-5 Theramder | REPORT FOR THE PERIOD BEGINNING | ffi /2 20~ ____________ AND<br>ENDING ____________<br>------------~ | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|----------|-----------------------------|--| | | MM/DD/YYYY | | MM/DD/YYYY | | | | A. REGISTRANT I DENT I FICATI ON | | | | | NAME OF BROKER-DEALER: | | | | | | HGI (USA) INVESTMENT LLC | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM 10 . NO. | | | | | | 1185 AVENUE OF AMERICAS, SUITE 206<br>(No. and Street) | | | | | NEW YORK<br>N.Y. | | | 10036 | | | (City) | (Stae) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Julian Krukowski | 212-751 -4422 | | | | | | | | (Area Code-· Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANTwhoseopinion iscontaned in this-Report* | | | | | | DeMarco Sciaccotta W ilkens & Dunleavy, LLP | | | | | | | (Nane-if individual, state last, first, rridd/e na/'T'e) | | | | | 9501 W . 171st Street, H-103 | Tinley Park | IL | 60487 | | | (Address) | (City) | (St.ate) | (Zip Code) | | | CHECK ONIE:<br>~ Certified Publ ic Accountant<br>D Pub! i c Accountant<br>D Accountant not resident in Unite:! States or any of its possessions | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \*Claims for exerrpti on from the requi rerrmt that the annual report be covered by the opinion of an i ndepmdent public accountant rru::t be rupportocl by a ::taterrmt of fads and d rrui'1Nances rei iocl on as the basis for the exerrpti on. *See* \$dion 240. 17a-5( e)(2). > Potential persons who are to respond…Read the full text as markdown