Full text of HGI (USA) INVESTMENTS LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HGI (USA) INVESTMENTS LLC** **Statement of Financial Condition December 31, 2022** These financial statements and schedules are deemed confidential pursuant to subparagraph (e)(3) of Rule 17a-5 of the Securities and Exchange Commission. {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 REPORT FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: HGI (USA) INVESTMENTS LLC TYPE OF REGISTRANT (check all applicable boxes): മBroker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 1185 AVENUE OF THE AMERICAS, SUITE 206 | | | | |----------------------------------------------|--------------------------------|---------------------------------|--| | | (No. and Street) | | | | NEWYORK | NY | 10036 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Julian Krukowski | 212 751 4422 | Julian.Krukowski@harvestusa.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* DeMarco Sciaccotta Wilkens & Dunleavy, LLP | (Name - if individual, state last, first, middle name) | | | | | | | | |--------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--|--|--| | 20646 Abbey Woods Ct N Suite 201 | Frankfort | = | 60423 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 12/21/2010 | | | 5376 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the anual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1}(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid…Read the full text as markdown