Full text of HAMILTON GRANT LLC's X-17A-5 filed 2022-02-17 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** SEC FILE NUMBER **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | e;J I /2,02 i<br>AND ENDING l'2/~ \ /W1J.<br>FILING FOR THE PERIOD BEGINNING O I /<br>MM/DD/VY<br>MM/DD/VY | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | A. REGISTRANT IDENTIFICATION | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_gsroker-dealer<br>D Security-based swap dealer<br>D Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O_ box no_) | | 70<br>l cvke Au<:_<br>]±b f1~)(2>('<br>:tl:,<br>bc;QC2<br>1<br>(No. and Street) | | C.A-<br>(City)<br>(state)<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | (Area Code - Telephone Number)<br>(Email Address) | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | LLP | | al, state last, first, and middle name) | | 9)~\\<br>CA-<br>(Address)<br>(City)<br>(State)<br>(Zip Code) | | | | 2,Gt:(:5><br>rte<br>I<br>of Reg;,t,atio, w;th PCAOB )(ff appHcablej<br>{PCAOB Regstratioo N,mbe,, ff applkablej | | FOR OFFICIAL USE ONLY | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-S(e)(l)(ii), if applicable. | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays** al **currently valid 0MB control \_number.** {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | Da.,<br>i\ ck iJ, C,o llC'.:-tt:-:<br>I, | , swear (or affirm) that, to the best of my knowledge and belief, the<br>~ | |--------------------------------------------|-------------------------------------…Read the full text as markdown