Full text of HAMILTON GRANT LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | |-----------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------|---------|-----------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response : 12 | | | | | ANNUAL REPORTS | | SEC FI LE NUMBER | | | | | FORM X-17A-5 | | 8-69192 | | | | | PART Ill | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 , | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | | AND ENDING 12/31 /2023- | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME oF FIRM: Hamilton Grant, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | □ Major security-based swap participant | | | | | □ Security-based swap dealer | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | 0 Broker-dealer | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | (No. and Street) | | | | | | Calabasas | CA | | 91302 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | | David@HamiltonGrant.com | | | | | 818-631-6202<br>(Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | 26963 Alsace Dr<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>David W. Collett<br>(Name) | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 9301 Oakdale Ave, Suite 230 Chatsworth | CA | 91311 | | | | | (City) | (State) | (Zip Code) | | | | Farber Hass Hurely, LLP<br>(Address)<br>2003<br>l" | | 223 | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **…Read the full text as markdown