Full text of HAMILTON GRANT LLC's X-17A-5 filed 2023-02-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| | | **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILl~G FOR THE PERIOD BEGINNING 0 1/01/2022 MM/00/YY AND ENDING **12/31/2022** MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Hamilton Grant, LLC TYPE OF REGISTRANT (check all applicable boxes): l:?J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 70 South Lake Ave, Suite 700 (No. and Street) Pasadena CA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 91101 (Zip Code) David W. Collett 818-631-6202 David@HamiltonGrant.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Farber Hass Hurely, LLP (Name - if individual, state last, first, and middle name) 9301 Oakdale Ave, Suite 230 Chatsworth CA (Address) (City) (State) 2003 **223** 91311 (Zip Code) **rte of R~st<atlon with PCAOBJ(lf applkab~) FOR OFFICIAL USE ONLY (PCAOB Registration Nombe<,** • **ap~l<able)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | OATH OR AFFIRMATION | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------|--|--|--| | swear {or affirm) that, to the best of my knowledge and belief, the<br>I, David w. Collett | | | | | | 2~<br>financial report pertaining to the firm of Hamilton Grant, LLC | as of | | | | | 12/31<br>is true and correct. I further swear {or affirm) that neither the c…Read the full text as markdown