Full text of HEIKKINEN ENERGY SECURITIES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOM1V1ISSION Washington,D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: October <sup>31</sup>, <sup>2023</sup> Estimated average burden ## **ANNUAL** hours per response 12.00 **AUDITED REPORT FORM X-17A-5 PART III** SEC FILE NUMBER <sup>s</sup>-69224 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING01/01/2020 | | AND ENDING12/31/2020 | | |----------------------------------------------------------------------|--------------------------------------------------------------------------|----------------------|---------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Heikkinen | Energy<br>Securities | LLC<br>, | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use<br>P.O. Box No.) | | | FIRM I.D. NO. | | 2322<br>Bissonet<br>Street<br>, | Suite<br>4 | | | | | (No. and Street) | | | | Houston | TX | | 77005 | | (City) | (State) | | (Zip Code) | | David Heikkinen | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | 713-955-5330 | | | | | ( Area Code - Telephone Number) | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | Turner<br>Stone<br>&<br>Company<br>, | L<br>P<br>L<br>, | | | | | (Name -if individual, state last. Jirst. middle name ) | | | | 12700<br>Park<br>Central<br>Dr., | Dallas<br>STE<br>1400 | TX | 75251 | | ( Address) | (City ) | (State) | (Zip Code) | | CHECK ONE: | | | | | /<br>Certified Public Accountant | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *^Claims for exemption from the requirement that the annual report he covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17<sup>a</sup>-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC <sup>1410</sup> **unlesstheform displays <sup>a</sup> currently valid OMB control number.** (11-05) {1}------------------------------------------------ #### **OATH OR…Read the full text as markdown