Full text of PEP ADVISORY LLC's X-17A-5 filed 2026-03-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL<br>REPORTS | |-------------------| | FORM<br>X-17A-5 | | III<br>PART | | OMB APPROVAL | | | | | | |--------------------------|----|--|--|--|--| | OMB Number: 3235-0123 | | | | | | | Expires: Nov. 30, 2026 | | | | | | | Estimated average burden | | | | | | | hours per response: | 12 | | | | | | 8-69224 | |---------| **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | 01/01/2025<br>FILING FOR THE PERIOD BEGINNING | 12/31/2025<br>AND END NG | | |-----------------------------------------------|--------------------------|--| |-----------------------------------------------|--------------------------|--| MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # name of firm:PEP Advisory LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 100 Waugh Drive, Suite 600 | | (No. and Street) | | | | |-----------------------------------------------------------------|---------------------------------------------------------------------------------------------|-----------------------|-----------------------------------------------|--| | Houston | TX | | 77007 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD | TO THIS FILING | | | | | Walker<br>Moody | 713-804-7576 | | wmoody@pepadvisory.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>Sanville<br>&<br>Company | reports<br>are<br>contained<br>(Name -if<br>individual, state last, first, and middle name) | in<br>filing*<br>this | | | | Paul<br>325<br>N.<br>Saint<br>St., | Dallas<br>#3100 | TX | 75201 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/18/2003 | | 169 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if<br>applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii…Read the full text as markdown