Full text of PEP ADVISORY LLC's X-17A-5 filed 2025-03-13 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | QMB APPROVAL | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|---------|---------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | | Washington, D.C. 20549 | | Expires:Nov. 30, 2026<br>Estimated average burden | | | | | | 12<br>hours per response: | | | | REPORTS<br>ANNUAL | | SEC FILE NUMBER | | | | X-17A-5<br>FORM | | 8-69224 | | | | PART<br>III | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>12/31/2024<br>01/01/2024<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY<br>MM/DD/YY<br>REGISTRANT IDENTIFICATION<br>A.<br>LLC<br>PEP<br>Advisory<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>B<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | Waugh<br>Drive<br>100<br>, | Suite<br>600 | | | | | | (No. and Street) | | | | | Houston | TX | | 77007 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Walker<br>Moody | 713-804-7576 | | wmoody@pepadvisory.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Company<br>Sanville<br>& | | | | | | | (Name-if individual,state last,first,and middle name) | | | | | St<br>N<br>Saint<br>Paul<br>325 | Dallas<br>., #3100 | TX | 75201 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/18/2003 | | 169 | | | | (Date of Registration with PCAOBRif applicable) | | | (PCAOB Registration Number,if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>*<br>CFR 240.17a-5(e)(l)(ii),if applicable. | accountant must…Read the full text as markdown