Full text of FLYING CLOUD SECURITIES LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours oer resoonse •..••• 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill SEC FILE NUMBER &-69270 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 0 1/01 /20 | | AND ENDING 12/31 /20 | | |-----------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------------------------------------------------|--------------------------------| | | MM/DD/YY | ---------- | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: | Flying Cloud Securities LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>(Do not use P.O. Box No.)<br>255 California Street, Suite 1350 | | | FIRM I.D. NO. | | | (No. and Street) | | | | San Francisco<br>(C 1ty,,)------------c--st·ate) | CA | 94111<br>~--------(~Z:;::lp::;C;::::od:;::e)~=====----- | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Bart Mallon | | | 415-868-5345 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Spicer Jeffries LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 5251 S. Quebec Street | Greenwood Village | co | 80111 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I<br>✓<br>Certified Public Accountant | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I 7 a-5 (e)(2)* > **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form dis plays a currently valld 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ ####…Read the full text as markdown