Full text of FLYING CLOUD SECURITIES LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER** 8-69270 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 0 1/01 /21 MM/00/YY AND ENDING 12/31 /21 MM/00/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM:** Flying Cloud Securities LLC **TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer** □ **Security-based swap deale** □ **Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no** 201 California Street, Suite 350 **(No. and Street)** San Francisco CA 94111 **(City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING** Justin Schleifer 415-890-6297 **jsch leifer@fcsecurities.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** Spicer Jeffries **(Name - if individual, state last, first, and middle name)** 4601 OTC Boulevard, Suite 700 Denver co <sup>80237</sup> **(Address) (City) (State) (Zip Code)** 10/20/2003 349 **( r te of Registration with PCAOB)(lf applicable) FOR OFFICAL USE ON L Y (PCAOB Registration Number, if applicable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public** **accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | | Bartholamew Mallon<br>, swear (or affirm) that, to the best of my knowledge and belief, the | |-------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown