Full text of FLYING CLOUD SECURITIES LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL **REPORTS** FORM X-17A-5 **PART** Ill FACING **PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/VY AND ENDING **12/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Flying Cloud Securities LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 201 California Street, Suite 350 (No. and Street) San Francisco California 94111 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Justin Schleifer 415-890-6297 jsch leifer@fcsecurities.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Spicer Jeffries (Name - if individual, state last, first, and middle name) 4601 OTC Boulevard, Suite 700 Denver co 80237 (Address) (City) (State) (Zip Code) 10/20/2003 349 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Bartholamew Mallon | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--| | financial report pertaining | to the firm of Flying Cloud Securities LLC<br>as of | | | 12/31<br>2~ | is true and correct. I further swear (or affirm) that neither the company nor any | | | |…Read the full text as markdown