Full text of THREE BROTHERS TRADING, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ALTERNATIVE EXECUTION GROUP ## FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2022 {1}------------------------------------------------ ## ALTERNATIVE EXECUTION GROUP #### DECEMBER 31, 2022 #### TABLE OF CONTENTS ## Report of Independent Registered Public Accounting Firm | Financial Statements: | Page | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | Statement of Financial Condition ……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… | | | Statement of Operations | | | Statement of Changes in Members' Equity | | | Statement of Cash Flows | | | Notes to the Financial Statements | | | Supplemental Information: | | | I - Computation of Net Capital<br>Pursuant to Rule 15c3-1 of the Securities and Exchange Commission | | | Other Information | | | II - Computation for Determination of Reserve Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission | | | III - Information Relating to the Possession or Control Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission | | | Report of Independent Registered Public Accounting Firm | | | Exemption Report<br>Pursuant to Rule 17a-5 ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… | | {2}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------|--|--| | | Washington, D.C. 20549 | Estimated average burden<br>12<br>hours per response: | | | | | ANNUAL REPORTS | SEC FILE NUMBER | | | | | FORM X-17A-5 | 8-69279 | | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | 12/31/2022 | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022<br>AND ENDING | | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | |…Read the full text as markdown