Full text of THREE BROTHERS TRADING, LLC's X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ALTERNATIVE EXECUTION GROUP # FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2024 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-69279 | | | | | FACINC DACE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | PALING PHOE | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------|-----------------------------------------|-------------------|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2024 | AND ENDING | | 12/31/2024 | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Alternative Execution Group | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>111 West 41st Street | Security-based swap dealer | | [ Major security-based swap participant | | | | | (No. and Street) | | | | | | Bayonne | NJ | | | 07002 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Douglas Sherman | 201 412 3298 | | | Dsherman@aexg,net | | | (Name) · | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Sanville & Company LLC | | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------|--|--| | 325 Saint Paul Street, Suite 3100 Dallas | | X | 75201 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09-18-2003 | | 169 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | F…Read the full text as markdown