Full text of THREE BROTHERS TRADING, LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **ALTERNATIVE EXECUTION GROUP** FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2025 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69279 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |-----------------------------------------------------------------------------------------------------------|--| |-----------------------------------------------------------------------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | AND ENDING 12/31/2025 | |--------------------------------------------|--|-----------------------| | | | | MM/DD/VY MM/DD/VY #### **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Alternative Execution Group TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 111 West 41 st Street | | | (No. and Street) | | | |-----------------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|-----------------|--------------------| | Bayonne | | NJ | | 07002 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Douglas Sherman | 201 412 3298 | | | Dsherman@aexg, net | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company LLC | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 325 Saint Paul Street, Suite 3100 | | Dallas | TX | 75201 | | | (City) | | (State) | (Zip Code) | | (Address)<br>09-18-2003 | | | 169 | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicab…Read the full text as markdown