Full text of REDTAIL CAPITAL MARKETS, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **REDTAIL CAPITAL MARKETS, LLC** **Financial Statement With** **Report of Independent Registered Public Accounting Firm** **For the Year Ended December 31, 2020** {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden Hours per response. . . . . 12.00 8- SEC FILE NUMBER 69389 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2020<br>MM/DD/YY | AND ENDING | 12/31/2020<br>MM/DD/YY | | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | RedTail Capital Markets, LLC | | | FIRM I.D. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 30 Wall St., 8th Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10005 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Anthony L. Caudle | | | 212-859-5002 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Holland & Company | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 411 Pompton Avenue | Cedar Grove | N.J | 07009 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | X<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the fo…Read the full text as markdown