Full text of REDTAIL CAPITAL MARKETS, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # REDTAIL CAPITAL MARKETS, LLC Financial Statement With Report of Independent Registered Public Accounting Firm For the Year Ended December 31, 2021 {1}------------------------------------------------ **UNITED STATES** SECURmES **AND EXCHANGE COMMISSION** Washington, D.C. **20549** ## **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | 0 M B APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-69389 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGI NING \_\_ 0\_11\_0\_1/\_2\_1 \_\_\_ AND ENDING \_ \_ l2\_/\_31\_/\_21 \_ \_\_ \_ MM/DD/VY MM/ DD/VY **A, J\C.UI~** I J\AI~ I **IUC.N** I **lt"I\..A** I **IUI~** NAfVlE OF FIRM: RedTail Capital Markets, LLC -YPE OF REGISTRANT (check all applicable boxes): = Check here if respondent is also an OTC derivatives dealer D RESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 30 Wall St., 8th Floor New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10005 (Zip Code) Anthony L. Caudle 212-859-5002 alcaudle@redtailcapmarkets.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** ···~--.-.J ........... ,~-··-· ·,..·,..,...,,,... .... . \_. .. , .... ' . . . •· ., . ,.., . • m1ucrc, .. ucr111 rUOLII... 1-\1...1...UUI,. 11-\1,. I w11u:,1:: I 1::J.JUI L:, di t: l,;Uf lldlllt:U 111 u11:, I 1111I~ . Holland & Company CPAs **(Name** - if individual, state last, first, and middle name) 411 Pompton Ave. Cedar Grove NJ 07009 (Ciiy1 (Sic:1i~1 03/01/2010 4117 **r•• of Reg;,t,afon w;th PCAOB)(;f applkable) FOR OFFICIAL USE ONLY (PCAO B Registcat;on Numbe,, ;f applkable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 £ FR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION | Anthony Caudle<br>a free brook of the state of the state<br>swear (or affirm) that, to…Read the full text as markdown