Full text of REDTAIL CAPITAL MARKETS, LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-69389 | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2022 12/31/2022 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION RedTail Capital Markets, LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer - Security-based swap dealer - \_ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 6983 Hawk Woods Court (No. and Street) Bloomfield MI 48323 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING alcaudle@redtailcapitalmarkets.com Anthony L. Caudle 212-859-5002 (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Holland & Company CPAs (Name - if individual, state last, first, and middle name) 411 Pompton Ave. Cedar Grove NJ 07009 (Address) (City) (State) (Zip Code) 03/01/2010 4117 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION 1. Anthony Caudle , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of RedTail Capital Mankets LLC , as of Uecember 31 2002 \_\_ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature: Titler Managing Member attachment Notary Public T…Read the full text as markdown