PZENA FINANCIAL SERVICES, LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of PZENA FINANCIAL SERVICES, LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PZENA FINANCIAL SERVICES, LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001592063-17-000004
• CIK: 1592063
• File #: 8-69390
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: New York, NY
• Contact: Gary J. Bachman
• Phone: 2125830225
• Signed by: Gary J. Bachman (CFO)

Document text (excerpt)

X-17A-5 0001592063 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N PZENA FINANCIAL SERVICES, LLC 320 PARK AVENUE, 8TH FLOOR NEW YORK NY 10022 Gary J. Bachman 2125830225 KPMG LLP 345 Park Ave. New York NY 10021 Certified Public Accountant Gary J. Bachman PZENA FINANCIAL SERVICES, LLC 02-27-2017 Gary J. Bachman CFO Y

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• X-17A-5 — 2020-02-28
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• X-17A-5 — 2018-02-26
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)