PZENA FINANCIAL SERVICES, LLC X-17A-5 (2018-02-26) — Broker-dealer annual report

Full text of PZENA FINANCIAL SERVICES, LLC's X-17A-5 filed 2018-02-26 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PZENA FINANCIAL SERVICES, LLC
• Form: X-17A-5
• Filed: 2018-02-26
• Period: 2017-12-31
• Accession: 0001592063-18-000002
• CIK: 1592063
• File #: 8-69390
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Gary J. Bachman
• Phone: 212-583-0225
• Signed by: Gary J. Bachman (Financial and Operations Principal)

Document text (excerpt)

X-17A-5 0001592063 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N PZENA FINANCIAL SERVICES, LLC 320 PARK AVENUE, 8TH FLOOR NEW YORK NY 10022 Gary J. Bachman 212-583-0225 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Gary J. Bachman PZENA FINANCIAL SERVICES, LLC 12-31-2017 None Gary J. Bachman Financial and Operations Principal Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-03-02
• X-17A-5 — 2025-02-20
• X-17A-5 — 2024-02-27
• X-17A-5 — 2023-02-28
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-25
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)