PZENA FINANCIAL SERVICES, LLC X-17A-5 (2019-02-25) — Broker-dealer annual report

Full text of PZENA FINANCIAL SERVICES, LLC's X-17A-5 filed 2019-02-25 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PZENA FINANCIAL SERVICES, LLC
• Form: X-17A-5
• Filed: 2019-02-25
• Period: 2018-12-31
• Accession: 0001592063-19-000003
• CIK: 1592063
• File #: 8-69390
• Material weakness: No
• Auditor: PricewaterhouseCoopers, LLP
• Auditor location: New York, NY
• Contact: Gary J Bachman
• Phone: 2125830225
• Signed by: Gary J Bachman (Financial and Operations Principal)

Document text (excerpt)

X-17A-5 0001592063 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N PZENA FINANCIAL SERVICES, LLC 320 PARK AVENUE, 8TH FLOOR NEW YORK NY 10022 Gary J Bachman 2125830225 PricewaterhouseCoopers, LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Gary J Bachman PZENA FINANCIAL SERVICES, LLC 12-31-2018 None Gary J Bachman Financial and Operations Principal Y

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• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-28
• X-17A-5 — 2018-02-26
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)