Full text of QUANTITATIVE BROKERS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTAU:S ECURITIF.SAND **EXCHA.NGECOmffiSJO** Washington, D.C. 205.t9 | OMBAPPROVAL | | | |-------------|--|---------------------------| | 0MB Number. | | 3235--0123 | | | | Expires: October 31, 2023 | | | | Estimated average burden | | | | | **houls** -···· 12.00 s.69396 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** FACLNG PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | |-----------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-----------------------|--------------------------------|--| | | ~IM DDIYY | | MM DD YY | | | | | | | | | NAME OF BROKER-DEALER: Quantitative Brokers, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSfNESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 285 Madison Ave, Suite 1700 | | | | | | | (No. and Sln:et) | | | | | New York | NY | 10017 | | | | | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Beatrice Derian (646) 293-1811 | B. ACCOU TANT IDENTIFICATIO | | (Arca Code - Telephone Number) | | | DEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in I.his Report•<br>Michael Coglianese CPA, P.C. | | | | | | | 1/ md1v1d11al. Slate /cur, first. middle name)<br>(l\amc | | | | | 125 E Lake Street, Ste 303 | Bloomingdale | IL | 60108 | | | (Address) | (City) | (Stale) | (Zip Code) | | | CllECKO<br>E:<br>§<br>Certified Public Accountant<br>Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | *•Clar ms for exenrpllon from the requirement that Jhe annual report be COl'ered by the opinron of an independent publ,c accountant must be supported by a statement of facts and crrcumstances re/red on as the basis for the e:renrp11on See Secuon :!.JO. 17a-j(e)* :J > Potentlal persons who are lo respond to the collecllon of Information contained In this form are nol required lo respond unless the form dlsploys a currently volld 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | -----------------------------------------'<br>are true and correct. I further swear (or af…Read the full text as markdown