Full text of QUANTITATIVE BROKERS, LLC's X-17A-5/A filed 2023-03-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMBAPPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Expires: Oct. 31, 2023 | |---------------------------| | Estimated average burden | | 12<br>hours per response: | | | SEC FILE NUMBER **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 01/01/2022 12/31/2022 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/VY MM/DD/YV A. REGISTRANT IDENTIFICATION Quantitative Brokers, LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 285 Madison Ave, Suite 1700 (No. and Street) New York NY {City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10017 {Zip Code) Beatrice Derian (646) 293-1811 bderiane@quantitatTvebrokerS.com (Name) (Area Code -Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael Coglianese CPA, P.C. (Name - if Individual, state last, first, and middle name) 125 E Lake Street, Ste 303 Bloomingdale IL (Address) 10/20/2009 (City) (State) 3874 60108 (Zip Code) (rte of Registcatioo with PCAOBllrr applicablel IPCAOB Registcatioo N,mbec. if applicablel I **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR Z40.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form dlsplays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, John Allen | | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------|----|-----------------------------------------------------------------------------------| | financial r…Read the full text as markdown