Full text of QUANTITATIVE BROKERS, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | nours ner response.<br>12 | | | SEC FILE NUMBER | |-----------------| |-----------------| | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-----------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | 01/01/2023<br>FILING FOR THE PERIOD BEGINNING | | 12/31/2023 | | | | AND ENDING<br>MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | Quantitative Brokers, LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>285 Madison Ave, Suite 1700 | C Security-based swap dealer @ Major security-based swap participant | | | | | | | | | New York | (No. and Street)<br>NY | | 10017 | | | | | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Beatrice Derian | (646) 293-1811 | | bderiane@quantitativebrokers.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Michael Coglianese CPA, P.C. | | | | | 125 E Lake Street, Ste 303 | (Name - if individual, state last, first, and middle name)<br>Bloomingdale | 1 | 60108 | | (Address)<br>10/2012009 | (City) | (State)<br>3874 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must he supported by a statement of facts and circumstances relied on as the basis of the exemption See 17 | | | | CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are…Read the full text as markdown