Full text of ACQUIOM FINANCIAL LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Annual Audit Report** **December 31, 2021** **Public Document** {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235Ͳ0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM XͲ17AͲ5 PART III** SEC FILE NUMBER 8Ͳ69408 **FACING PAGE** **Information Required Pursuant to Rules 17aͲ5, 17aͲ12, and 18aͲ7 under the Securities Exchange Act of 1934** | FILING<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 01/01/21<br>MM/DD/YY | AND<br>ENDING | 12/31/21<br><br>MM/DD/YY | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------|--------------------------------------------|--| | | A.<br>REGISTRANT | IDENTIFICATION | | | | NAME<br>OF<br>FIRM:Acquiom<br>Financial | LLC | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>applicable<br>܆SecurityͲbased<br>;<br>BrokerͲdealer<br>܆ Check here if respondent is also an OTC derivatives dealer | boxes):<br>swap<br>dealer | ܆Major<br>securityͲbased | swap<br>participant | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF | BUSINESS:<br>(Do<br>not<br>use<br>a | P.O.<br>box<br>no.) | | | | | 950 17th Street,<br>Suite 1400 | | | | | | (No. and Street) | | | | | Denver | CO | | 80202 | | | (City) | (State) | | (Zip Code) | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD | TO<br>THIS<br>FILING | | | | | Tyler Richter | (720) 709Ͳ1207 | | trichter@srsacquiom.com | | | (Name) | | (Area Code – Telephone Number)<br>(Email Address) | | | | B. | ACCOUNTANT | IDENTIFICATION | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | whose<br>reports<br>are | contained<br>in<br>this<br>filing* | | | | BKD, LLP | (Name – if individual, state last, first, and middle name) | | | | | | | | | | | 1801 California St, Ste 2900 | Denver | CO | 80202 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/16/2003 | | 686 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR<br>OFFICIAL<br>USE | ONLY | | | | * Claims for exemption from the requirement that the annual reports be…Read the full text as markdown