Full text of ACQUIOM FINANCIAL LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Annual Audit Report** **December 31, 2025** **Public Document** {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-69408 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/25 | AND ENDING | 12/31/25 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Acquiom Financial LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>; Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆Security-based swap dealer | ܆Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 950 17th Street, Suite 1400 | | | | | | (No. and Street) | | | | | Denver | CO | | 80202 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Tyler Richter | (720) 709-1207 | trichter@srsacquiom.com | | | | (Name) | (Area Code – Telephone Number)<br>(Email Address) | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FORVIS MAZARS, LLP | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 1801 California St, Ste 2900 | Denver | CO | 80202 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/16/2003 | | 686 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | CF…Read the full text as markdown