Full text of ACQUIOM FINANCIAL LLC's X-17A-5 filed 2025-03-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2024 Public Document {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 omb approval OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-69408 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/24 | AND ENDING | 12/31/24 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Acquiom Financial LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | മ Broker-dealer | □ Security-based swap dealer | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 950 17th Street, Suite 1400 | | | | | | (No. and Street) | | | | | Denver | CO | | 80202 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Tyler Richter | (720) 709-1207 | | trichter@srsacquiom.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | | | | | | | | | | FORVIS MAZARS, LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 1801 California St, Ste 2900<br>(Address) | Denver<br>(City) | CO<br>(State) | 80202<br>(Zip Code) | | | | | | | | | 10/16/2003 | | ୧୫୧ | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must he supported by a statement of facts and circumstances relied on as the hasis of the exemption. See 17 | | | | | CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the co…Read the full text as markdown