Full text of GX2 SPREAD MARKETS, LLC's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **REPORT PURSUANT TO RULE X-17a-5(d)** YEAR ENDED DECEMBER 31 , 2019 {1}------------------------------------------------ #### **UNITEDST A TES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | |--------------------------|-----------------|--| | 0MB | 3235- | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | | | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** SEC FILE NUMBER **8-69460** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | ~O~l--O~l~-~19~<br>_ | AND ENDING | ~---<br>____<br>l=2~-3~1~-=19<br>MM/DD/YY | |-------------------------------------------------------------------|----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | GX2 Spread Markets, LLC<br>NAME OF BROKER-DEALER: | | OFFICIAL USE ONLY | | ADDRESS OF PRJNCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.D. NO. | | | | | | (No. and Street) | | | | IL | | 60603 | | (State) | | (Zip Code) | | | | (Area Code - Telephone Number) | | | | | | | | | | Chicago | IL | 60604 | | (City) | (State) | (Zip Code) | | | | | | Certified Public Accountant | | | | | | | | | | | | | | | | | __<br>MM/DDIYY | __<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>□ Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.* J *7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}--------------------…Read the full text as markdown