Full text of GX2 SPREAD MARKETS, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **REPORT PURSUANT TO RULE X-17a-5(d)** YEAR ENDED DECEMBER 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69460 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ O\_l\_/O\_l\_f\_20\_ 2 \_ 1 \_\_\_ AND ENDING \_\_ 1 \_ 21 \_ 3 \_ 1 \_ 12 \_ 0 \_ 2 \_ 1 \_\_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** GX2 Spread Markets, LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C8l Broker-dealer D Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 190 S. LaSalle Street, Suite 1950 Chicago (City) (No. and Street) Illinois (State) PERSON TO CONTACT WITH REGARD TO THIS FILING David Jaberg 60603 (Zip Code) (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Schultz & Chez, LLP (Name - if individual. state last, first, and middle namel 141 W. Jackson Blvd., Suite 2900 Chicago IL (Address) (City) (State) 05/05/2009 60604 (Zip Code) 3546 rte of ReglstcaUoa with PCAOB )(If applkable) **FOR OFFICIAL USE ON Ly** (PCAOB Reglmauoa N,mbec, "apphcable I <sup>I</sup> \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** CFR 240.17a-S(e)(l)(ii), if applicable. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, David Jaberg, affirm that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of GX2 Spread Markets, LLC, as of December 31, 2021, are true and correct. I further…Read the full text as markdown