Full text of GX2 SPREAD MARKETS, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### REPORT PURSUANT TO RULE X-17a-5(d) YEAR ENDED DECEMBER 31, 2023 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | 8-69460 | # **ANNUAL REPORTS** · **FORM X-17A-5 PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | AND ENDING 12/31/2023 | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: GX2 Spread Markets, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 190 S. LaSalle Street, Suite 1950 | | | | | | | ( No. and Street) | | | | | Chicago | Illinois | | | 60603 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Jaberg | (312) 471-6302 | | | djaberg@gx2spreadmarkets.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Schultz & Chez, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 141 W. Jackson Blvd., Suite 1350 Chicago | | | IL | 60604 | | (Address) | (City) | | (State) | (Zip Code) | | 05/05/2009 | | 3546 | | | | l"<br>of R,g;,,ca,;oo w;th PCAOB)(;f appUcable) | | | | (PCAOB Reg;stcaUoo N,mbec, ff appUcable) I | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown