Full text of AVIOR CAPITAL MARKETS US, LLC's X-17A-5 filed 2022-07-26 (period 2022-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Avior Capital Markets US, LLC (SEC ID No. 8-69513) Annual Audit Report April 30, 2022 # PUBLIC DOCUMENT {1}------------------------------------------------ UNITED **STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Estimated average burden<br>hours per response: 12 | | | |----------------------------------------------------|--|--| | SEC FILE NUMBER | | | | 8-69513 | | | FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING May<br>1 , 2021 | AND ENDING April 30, 2022 | | | | | |--------------------------------------------------|---------------------------|--|--|--|--| | MM/00/YY | MM/00/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: AVIOR CAPITAL MARKETS US, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | C!:I Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 733 THIRD AVE, 16TH FLOOR NEW YORK, N.Y. N.Y. 10017 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING MALAN D O'LINSKY +27115892866 MALAN@A VIORCAPITAL.US (Name) (Area Code - Telephone Number) (Email Address) (No. and Street) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # ERNST WINTTER & ASSOCIATES LLP (Name - if individual, state last, first, and middle name) 675YGNACIOVALLEYROAD,SUITEA200 WALNUT CREEK CALIFORNIA 94596 | (Address) | (City) | (State) | (Zip Code) | | |----------------------------------------------------|-----------------------|---------|-------------------------------------------------|--| | FEBRUARY 24, 2009 | | 3438 | | | | (rte<br>of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | I<br>(PCAOB Registration Number, ii applicable) | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5( e)(l)(ii), if applicable. Persons who are to respond to…Read the full text as markdown