Full text of AVIOR CAPITAL MARKETS US, LLC's X-17A-5 filed 2023-07-31 (period 2023-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Avior Capital Markets US, LLC Financial Statements April 30, 2023** {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | |----------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|----| | | Washington, D.C. 20549 | Estimated average burden<br>hours per response: | 12 | | | ANNUAL REPORTS | SEC FILE NUMBER | | | | FORM X-17A-5<br>PART III | 8-69513 | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>MAY 1, 2022 | APRIL 30, 2023 | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | AVIOR CAPITAL MARKETS US LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>Broker-dealer<br>■ | NAME OF FIRM: _______________________________________________________________________<br>☐<br>Security-based swap dealer<br>☐ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>_____________________________________________________________________________________ | Major security-based swap participant | | | | (No. and Street) | | | | NEW YORK CITY<br>(City) | NEW YORK<br>_____________________________________________________________________________________<br>(State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | MALAN D O'LINSKY | +27 11 589 2866 | MALAN@AVIOR.CO.ZA | | | (Name) | _____________________________________________________________________________________<br>(Area Code – Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | ERNST WINTTER & ASSOCIATES LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | 675 YGNACIO VALLEY ROAD, SUITE A200 | ______________________________________________…Read the full text as markdown