Full text of AVIOR CAPITAL MARKETS US, LLC's X-17A-5 filed 2025-07-25 (period 2025-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Avior Capital Markets US, LLC (SEC ID No. 8-69513) Financial Statement April 30, 2025 PUBLIC DOCUMENT {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 05/01/2024 04/30/2025 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** #### NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Avior Capital Markets US, LLC TYPE OF REGISTRANT (check all applicable boxes): ☐ Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ■ ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------|-----------------|--------------------------------------------| | New York<br>_____________________________________________________________________________________ | | New York | | 10111 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Malan D O'Linsky<br>_____________________________________________________________________________________ | +27 11 589 2866 | | | malan@avior.co.za | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | ERNST WINTTER & ASSOCIATES LLP<br>_____________________________________________________________________________________ | (Name – if individual, state last, first, and middle name) | | | | | 675 YGNACIO VALLEY ROAD, SUITE A200<br>_____________________________________________________________________________________ | WALNUT CREEK | | CALIFORNIA | 94596 | | (Address)<br>FEBRUARY 24, 2009<br>_____________________________________________________________________________________ | (City) | 343…Read the full text as markdown